4148  |  On Demand  |  Intermediate  |  Self-Study

The Risk Management Planning Process

Friday, May 1, 2020 - Friday, April 30, 2021

Download to calendar

Do your clients have the knowledge they need to make reasoned decisions about the types and amount of insurance to purchase? Covering important aspects of the risk management process and the professional environment, this CPE course will help you educate your clients about the principles of risk and insurance. Mirroring the personal financial planning process, this course covers the risk management six-step process as follows:

Establish and define the client relationship. Gather pertinent client data to determine the risk exposure. Process and evaluate the client's status. Present financial planning recommendations. Implement personal financial planning recommendations. Monitor financial planning recommendations.


Distinguish among the terms hazard, peril, and risk. Identify the steps in the risk management process. Determine when to apply the principles of risk management. Recall the definition of static risk. Identify the types of insurable risk. Distinguish between real and personal property.


  • Thomas Tillery (view bio)
  • Susan Tillery

Designed For

CPAs and financial planners with basic knowledge of, and interest in, personal financial planning.


The risk management process Principles of risk management Identification of potential loss exposures Risk management techniques Professional environment Regulatory environment Carrier environment Compensation methods

Your Price: $99.00

This is your base price and does not reflect any additional session fees, optional add-ons, or guest registrations.

Members log in and save $20.00 on this event. Not a member? join today.


Thomas Tillery

Thomas Tillery is a member of AICPA Personal Financial Planning Section (Non-CPA Associate), the Society of Financial Service Professionals, and the Atlanta Estate Planning Council.

Tom has been a provider of Continuing Education for attorneys, CPAs, and investment and insurance professionals for over 20 years. He has written curriculum and lectured in the discipline of Financial Planning for several universities and on line programs.

Tom is also an Arbitrator for the Financial Industry Regulatory Authority (FINRA).

Register for this course