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Quality Management: Engagement Quality Reviews

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2.00 Credits

Member Price $89

Non-Member Price $109

Overview

SQMS No. 2, Engagement Quality Reviews, sets out requirements and guidance for firms to conduct an engagement quality (EQ) review. The standard also addresses the qualifications, eligibility, responsibilities, and appointment of an EQ reviewer.

The predecessor standard, SQCS No. 8, combined quality control policies with the engagement quality control review. SQMS No. 2 was issued separately to highlight the importance of the EQ review within a firm’s system of quality management.

SQMS No. 2 formalizes and strengthens the review process through clarified guidance and enhanced documentation requirements. It also distinguishes the responsibilities of the firm from those of the EQR reviewer, ensuring greater accountability and transparency.

Highlights

  • Overview of engagement quality reviews and the firm's responsibilities
  • Requirements for engagement quality reviews and appointing reviewers contained in SQMS No. 1
  • Timing of engagement quality reviews
  • Performing an engagement quality review
  • Considerations for sole practitioners

    Prerequisites

    None

    Designed For

  • Sole proprietors of audit and assurance firms
  • Responsible partners and staff at small- and medium-sized audit and assurance firms
  • Engagement quality reviewers

    Objectives

    • Recall the requirements of SQMS No. 1 and SQMS No. 2 related to engagement quality reviews.
    • Recall the purpose for an engagement quality review and how the review enhances firm quality.
    • Identify considerations for sole practitioners.
  • Leader(s):

    Leader Bios

    Michael Brand, AICPA

    Michael L. Brand, CPA is a partner in the firm of Johnson, Feigley, Newton & Brand in Athens, Alabama. For the past 20 years, he has been involved in all aspects of public accounting with in emphasis in accounting, auditing, and review services. He also teaches continuing education classes and has been a speaker at several conferences nationwide. He is the current chair of the Alabama Society of Certified Public Accountants Peer Review Committee.

    Brand’s experience involves audits, reviews, and compilations of various for-profit industries, not-for-profits, and governmental entities. He was formally on the Peer Review Board, Joint Trial Board, and the Quality Control Standards Task Force. In 2010 he received the Outstanding Discussion Leader Award.

    Brand received his BS in accounting from the University of North Alabama.

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    Non-Member Price $109

    Member Price $89